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Types of non-public personal information we collect.

We collect nonpublic personal information about you that is provided to us by you.

Parties to whom we disclose information.

For current and former members, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Required disclosures include, for instance, providing information to the Federal Government.

Protecting the confidentiality and security of current and former members.

We retain records relating to trades you have initiated, so that we are better able to assist you with your professional needs, and in some cases, to comply with governmental guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards.




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